Pearson & Associates, LLC

There may be no area of law with more complex and cumbersome requirements than the area of securities regulation. Fortunately, our attorneys have substantial experience in all areas of securities regulation, including defending both securities professionals and broker-dealers in NASD arbitrations, filing NASD arbitration claims on behalf of financially-injured parties, overseeing corporate compliance with Sarbanes-Oxley requirements, preparing corporate reports to be filed with the S.E.C., defending individuals involved in S.E.C. investigations and addressing various aspects of both restricted and free-trading shares of common stock. If you are involved in the management of a corporation or are employed in the financial services industry, our experience in these areas can help you navigate the labyrinth of securities rules and regulations.